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【TOP 23】Stephen Cutler Quotes - WhatsApp Status | Page-1

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When an exchange specialist unlawfully takes advantage of its privileged position by seizing trading opportunities that it should leave for public customers, it fundamentally undermines the fair and orderly operation of the exchange auction system. - Stephen Cutler Quotes

When an exchange specialist unlawfully takes advantage of its privileged position by seizing trading opportunities that it should leave for public customers, it fundamentally undermines the fair and orderly operation of the exchange auction system.

This case presents a deeply troubling picture of greed and deception at a large, publicly held company, - Stephen Cutler Quotes

This case presents a deeply troubling picture of greed and deception at a large, publicly held company,

The $100 million that Janus has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness with which the staff views market-timing arrangements, - Stephen Cutler Quotes

The $100 million that Janus has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness with which the staff views market-timing arrangements,

Certainly every piece of legislation is going to have some consequences that people didn't anticipate at the outset, - Stephen Cutler Quotes

Certainly every piece of legislation is going to have some consequences that people didn't anticipate at the outset,

[Cutler, on the other hand, has steered clear of regulating fees on the grounds that fees should be set by market forces, not government watchdogs. On that point, he was relatively quiet Tuesday.] We're not a merit-based regulator. We don't want to set fees, ... someone else might. - Stephen Cutler Quotes

[Cutler, on the other hand, has steered clear of regulating fees on the grounds that fees should be set by market forces, not government watchdogs. On that point, he was relatively quiet Tuesday.] We're not a merit-based regulator. We don't want to set fees, ... someone else might.

We have received reports that those associated with the terrorist activities of last week may have sought to exploit our securities markets to profit from those activities, - Stephen Cutler Quotes

We have received reports that those associated with the terrorist activities of last week may have sought to exploit our securities markets to profit from those activities,

We will continue to investigate these improper arrangements in an effort to hold all responsible parties accountable. - Stephen Cutler Quotes

We will continue to investigate these improper arrangements in an effort to hold all responsible parties accountable.

Our complaint against AOL Time Warner details a wide array of wrongdoing. - Stephen Cutler Quotes

Our complaint against AOL Time Warner details a wide array of wrongdoing.

looking to see whether managers are adjusting their assumptions with an eye to enhancing the earnings and balance-sheet numbers investors care about. That could be fraud. - Stephen Cutler Quotes

looking to see whether managers are adjusting their assumptions with an eye to enhancing the earnings and balance-sheet numbers investors care about. That could be fraud.

The reforms Putnam will undertake as part of the commission's order are intended to provide real and substantial protections for mutual fund investors. - Stephen Cutler Quotes

The reforms Putnam will undertake as part of the commission's order are intended to provide real and substantial protections for mutual fund investors.

It's just astonishing to me that a firm could allow an analyst to participate in a road show -- and the fact that the prohibition on such conduct isn't literally in effect yet doesn't make me any less disappointed. - Stephen Cutler Quotes

It's just astonishing to me that a firm could allow an analyst to participate in a road show -- and the fact that the prohibition on such conduct isn't literally in effect yet doesn't make me any less disappointed.

Destruction of documents is obviously an extremely serious matter. Documents are an essential ingredient in our investigations. - Stephen Cutler Quotes

Destruction of documents is obviously an extremely serious matter. Documents are an essential ingredient in our investigations.

For Xerox, the accounting function was just another revenue source and profit opportunity, ... As a result, investors were misled and betrayed. - Stephen Cutler Quotes

For Xerox, the accounting function was just another revenue source and profit opportunity, ... As a result, investors were misled and betrayed.

of companies. - Stephen Cutler Quotes

We are vigorously pursuing all credible leads but, at this time, we have drawn no conclusions. - Stephen Cutler Quotes

We are vigorously pursuing all credible leads but, at this time, we have drawn no conclusions.

Even if you don't have direct responsibility for a company's financial statements, you cannot turn a blind eye when you have reason to know that what you are doing will help make those statements false and misleading, - Stephen Cutler Quotes

Even if you don't have direct responsibility for a company's financial statements, you cannot turn a blind eye when you have reason to know that what you are doing will help make those statements false and misleading,

The distribution payments will be more meaningful if the states make their portions of the relief available to investors, - Stephen Cutler Quotes

The distribution payments will be more meaningful if the states make their portions of the relief available to investors,

He's very committed to making the exchange a regulator without fear. - Stephen Cutler Quotes

He's very committed to making the exchange a regulator without fear.

Fear

The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds, ... And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted. - Stephen Cutler Quotes

The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds, ... And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted.

Law

The $375 million that Bank of America has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness of the misconduct in this matter, ... We will continue to investigate that misconduct in an effort to hold all responsible parties accountable. - Stephen Cutler Quotes

The $375 million that Bank of America has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness of the misconduct in this matter, ... We will continue to investigate that misconduct in an effort to hold all responsible parties accountable.

There are about half a dozen situations that we're currently looking at for potential FD violations. - Stephen Cutler Quotes

There are about half a dozen situations that we're currently looking at for potential FD violations.

The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds. And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted. - Stephen Cutler Quotes

The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds. And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted.

Law

of companies. - Stephen Cutler Quotes

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